TRANSCRIPTION OF THE TALK TO THE AKRON PHYSICS CLUB, FEB. 28, 2011.
[The actual transcription is copied without
brackets. Comments that I have added
appear, as this one, inside of the marks.]
[The double dash '--' is used to delimit a slide title in
the set of corresponding slide images.]
[--The Pauli Exclusion principle--]
This talk is based on a talk I gave in Italy in the fall
of 2008. There was a conference on the
Pauli exclusion principle there, attended by people
from all over the world. I heard at
least five languages spoken and there were several other people, from India,
Africa, or other countries, who did not say a word in their native language
during the conference. It’s a group of
people that have gotten together recently over the last ten years, to try to
understand. Progress has been slow and
difficult. Now, what I'm going to do is.
. .
This is an
--Outline--
of the talk.
[The Pauli exclusion principle
has its origins in the earliest days of quantum mechanics.] The Pauli principle, of course, has probably
the highest notoriety to comprehensibility ratio of any of the ideas in
physics. It is important in all areas of
physics and no one really knows why it is like that. [It has been an intransigent problem of
theoretical physics and remains enigmatic today.] [The talk has five
parts.] So, I am going to talk about,
first, a short history [following the book by Duck and Sudarshan] and after the
short history I am going to talk a little bit about some of my early
experiences with the Pauli principle and how I became at all interested.
Then I am going to talk about spinor space, which is a
theoretical construction that I have written a number of papers about. It is [a new approach to problems in physics
and] the way I work on these things--a brief discussion of that. Then I will talk about how that relates to
the Pauli principle. Then, if there is
time, I want to mention a few ongoing questions that I am thinking about now.
Now, the beginning goes back to this,
--Mendeleev’s periodic table--
When I was young, this is the periodic table I remember,
[from] when I was probably ten years old.
It must have been an original reprint of the article, stuffed in back of
an [aging] mathematical tables volume. I kept looking at this and I started learning
chemistry from this particular version of the periodic table. [It was a predictive tool for
Mendeleev.] We do not think of sodium
and copper and silver as being related, but on this table they are, and in
substance they are in the real world.
The modern table that we see now came out, at least from my point of
view, ten or twenty years later. [It established
a useful predictive pattern for the properties of the elements and allowed the
chemists to fill in the empty squares.]
And so, the purpose of putting this table up here is that this was the
phenomenology that generated the Pauli principle. Bohr believed that this array off data could
be explained by quantum mechanics but he could not do it himself. So Stoner and Pauli started to study it and
eventually came up with the modern set of atomic states that account for the
positions of the electrons in the system of atoms and it was based on the idea
that there is only one electron in each state. And that business of putting
exactly one electron in each state became the Pauli principle.
[--Quantum orbitals--]
Actually, somewhat later, Schrödinger developed quantum
orbitals and these added more structure to the understanding of Mendeleev's
table. [The orbitals confirmed Pauli's
interpretation of the phenomenology.
This gave credence to the positioning of electrons and the properties of
the elements in chemical bonding. The
orbitals are filled with one electron pair each; others must find a new
space.] And of course Goudsmith and
Uhlenbeck discovered that spin, and that completed the discussion of the
quantum numbers. [There are four quantum
numbers that justify Mendeleev's classification. The modern version uses the values: principle
-- n, orbital -- l, magnetic -- m, and spin -- s. The Pauli principle became the quantification
of an electron in space.]
The next problem, the next big step had to do with
--Identical particles--
and it comes from
spectroscopy. I want to take a little
bit of time to explain it because we don't really even think about this now. [This advance in understanding was made by
Dirac, but also simultaneously by Heisenberg, Wigner, and Jordan.]
But let's suppose that we have a two electron
transition. Say helium because that is
the easiest one. I'll just pick
arbitrary states, I have not tried to drawn the
diagram to scale or anything. You have
two states on the left, it goes to the right and you have two new states. Now that transition, presumably, could go in
two different ways, the upper electron on the left could go to the lower
electron on the right, and the middle electron could go across, or . . . they
could switch. . . . well
they could switch . . . and so on. There
are four possibilities, so you should get four lines. And, in fact, the transition only has one
line. And that was the problem. You see, we can think about the two electrons
as being separate, but God thinks that they are the same. He doesn't know the
difference between the electrons, and so there is only one transition with two
electrons. This bit of phenomenology was
studied by Dirac.
[Atomic spectroscopy showed that a two electron
transition had only one spectral line, not four as one would naively
expect. This implied that 'God' did not
know the difference between electrons.
The mathematics had to follow the phenomenology.]
And, if you start out with a two electron state and you
go to two other electrons, you have some kind of a probability. But the probability cannot depend on the
order of the electrons.
[--Symmetry types--]
That is, you can define the [particular] state either way
and the electrons do not know that they are different. So you have two possibilities and because you
switched them twice; it has to go back to what it was before. You can have either |mn>
= + |nm> or |mn> = - |nm>. And over a period
of time, later on, it was discovered that the plus sign is for Bose [-Einstein]
statistics and the minus sign is now what we call Fermi-Dirac statistics. If you have two of those going on at the same
time you can combine them and if you start with two Fermi-Dirac particles and
combine them, then there is no sign change and you end up with a Bose system.
For this reason, people consider the Fermi-Dirac system to be more fundamental. You can generate Bose statistics from
Fermi-Dirac statistics, but not the other way around. [Because the multi-electron 'transition
probabilities' do not depend on the order used to label the electrons, the
exchange of any two particles in the transition element must either leave the
matrix element unchanged or changed by a sign. [In time, it was observed that
these properties were associated with a particular value of the spin. Integer multiples of the spin give the
Bose-Einstein statistics and the half integer values give the Fermi-Dirac
statistics.]
There are some applications. The standard application for
--Bose-Einstein statistics—
is black body radiation. Here we use what is called the
anti-commutator, a bit of algebra that I am sure you all have seen. It is very much a bookkeeping device. People use it, it works, but no one
understands why it works or where it comes from--the formulas. And so to
understand Bose-Einstein statistics, you would have to understand where this
comes from. Now, it is generally known,
but not often mentioned, that you can consider photons [and their quantum
properties] as coming from the particles in the wall of the cavity, when you do
black body radiation. In fact all of the
statistics of the photons can be accounted for by the properties of the
particles that emit or absorb them. They
[the photons] would not exist in any other case. This provides some evidence that maybe there
is another way to do it. Pauli thought
that probably this formalism was an interim formalism. It has not turned out that way, and the
question is still open. [Photons, 'particles of light' have integer spin equal
to one and must be symmetric under interchange. The statistics of black body
radiation are the result.]
--Fermi-Dirac statistics—
appear when you have spin one-half
particles, they are seen in the statistical mechanics of gases. It is a fairly rare observation,
it is not common like photons are. If
you have atoms of spin 1/2 and you cool them down enough, you get to see a
difference in heat capacity. The
Fermi-Dirac statistics do not have a classical analysis. They have always remained somewhat
enigmatic. No one knows why they are
like that at all. You can get rid of the
Bose statistics by assuming that they are classical. But the Fermi statistics are really tough.
[These particles are anti-symmetric under interchange. The raising and lowering
operators associated with each symmetry type are used in quantum field theory
to describe systems of multiple particles.
This formalism is well-established but tells little about the
fundamental mechanisms involved. It is a bookkeeping tool rather than a
physical explanation. It is known that
the photon statistics can be derived from the properties of the particles that
emit or absorb them. The photon field,
in this sense, is basically classical and has quantum properties that come from
the sources. The Fermi statistics,
commonly seen for electrons, do not have an accepted classical
description. The electron behavior has
remained enigmatic, although, apparently well described by the operator
formalism.]
The next big step is the Dirac electron theory; I am not
going into it [in
any detail].
--Dirac electron theory
It gave a more fundamental basis to the spin 1/2
particles, especially the electrons.
You have a wave function which is a four element column
vector. They are complex numbers, and you have this wave equation which
describes the evolution of that column vector.
[There are four anti-symmetric matrices that are anti-symmetric under
multiplication. The four matrices are
used for the equation itself, but a fifth one also exists and appears in weak
interaction theory. With the unit
matrix, there are six in all.] That is
sufficient for the present. And this
Dirac electron theory predicts the atomic properties very well. It is a good theory of electrons.
[--Pauli's proof of exchange anti-symmetry--]
Pauli thus wanted to prove that only one electron could exist
in any state. He observed it and derived
it as a phenomenological statement. He
wanted to show that it was really true.
His ideas go back to the beginning of quantum mechanics, special
relativity, and quantum field theory.
His arguments show that the transformation properties of particles, when
you group them together, have to be in certain forms. And if they are not, it does not work
right. [It was a major goal of Pauli to prove
that particles with the half-integer spin had to have Fermi statistics. His first result demonstrated the essential
idea, which was based on the transformation properties of two or more Fermions
under
special relativity. ]
[--Spin and statistics history--]
I am not going to try to go through this. As far as I am concerned, it is some of the
most abstruse mathematics available.
Pauli's paper is not too bad, but people have been studying it since
then and this is the list of the history of these types of studies. [This result was the first of a long series
of developments by a number of leading physicists. The modern arguments show
that an odd half integer spin particle cannot be symmetrical under identical
particle interchange and that an integer spin particle cannot be anti-symmetrical. The proofs depend on special relativity and
do not go through if the complexities of modern gravitational theory are
included.]
I worked on some of these papers here, a couple papers by
Streater and Wightman, and Jost. I studied them at Berkeley, in the
seventies. The proofs have gotten more
elegant, more refined, more precise, but they have offered no real
understanding. I would have liked to
have had a chance to try to disassemble some of these things, but someone did
it before me.
[There are criticisms that can be made from the point of
view of the 'spinor-space' theory that I will soon present. However, none of the comments that I could
have make would be any more effective than this short question that appeared in
the American Journal of Physics.]
--Neuenschwander's Question--
That is in a paper by this fellow, I think it is
pronounced 'Neuenschwander'. Is that how you would say that? It's a famous paper, that is the whole paper
right there. He quotes Feynman first,
and says Feynman says "Why is it that particles with half integral spin
are Fermi particles whose amplitudes add with a minus sign, whereas particles
with integral spin are Bose particles whose amplitudes add with a positive
sign. We apologize for the fact that we
cannot give you an elementary explanation.
An explanation has been worked out by Pauli from complicated arguments
of quantum field theory and relativity.
He has shown that the two must necessarily go together but we have not
been able to find a way to reproduce his arguments on an elementary level. It probably means that we do not have a complete
understanding of the fundamental principle involved. So Neuenschwander writes one sentence. He's saying this for one sentence: "Has
anyone made any progress towards an elementary argument for the spin statistics
theorem?" That's what he said. And
it is a very polite way of saying "Do you folks know what you are
doing?"
Q1: "This says question number seven. What is this
set of questions?'
Oh, this is from the American Journal of Physics. They have a little section, at the beginning
of each issue, in which people write in questions. You can ask your question and they publish
the question and someone else writes in an answer. You can read them. And it has been going on for many years. And there are lots of question there. The journal normally publishes questions and
answers which are not controversial. If
you have a new idea or new question, [if it is adaptable to standard thinking,]
it may get published. Its intended for teaching purposes, I think is really the
orientation of the journal. This is
really asking the people who provide the standard answers, "Do you really
know what the standard answer . . ., is and what you are doing?" And he did it much better than I ever could
have.
Q2: "And what year did this appear?"
Oh, that has been lost from the slide, it’s about '95,
'99 or something like that, about ten or fifteen years ago. This question, a single question, inspired a
book by Duck and Sudarshan on the spins statistics theorem, the Pauli principle
and it also probably started the series of lectures--meetings that I gave my
talk in. They are saying, "Let’s
start over on this one, what is going to happen next?" Nobody understands it.
[--Molecular Spectroscopy--]
So, having said that, I would like to
go to a discussion of some of my experiences with the Pauli principle. I got interested through molecular
spectroscopy. It turns out that in diatomic molecules when they are rotating
you can see effects of the Pauli principle in the spectrum. This is an example of what happens in say,
oxygen. Oxygen has no nuclear spin. It is a spin zero particle, it is a
Boson. And that means that two of these
particles will have the same phase. Now if you put them in a ground state so
that they have no angular momentum, they add because of the same phase and you
end up with a final state. But if you
put them in a state that has angular momentum one, then you have a wave
function that has one cycle per rotation.
Both particles have one cycle per rotation but they are shifted by 180
degrees. The peak of one wave function
matches the bottom of the other and the peak of the second wave function
matches the bottom of the first. So they
add to zero. And what that means is that
there is no solution; in fact there is no state. If you look at the oxygen molecule, half of
the states are missing. And there was a nice fellow at the meeting, who did
carbon dioxide, named Lien, and he could see the spectrum of carbon dioxide,
you have a carbon in the middle, two oxygens rotating
about the carbon. They do exactly the same thing; all of the odd states are
missing leaving only even states. And
then he went and looked with the laser, right exactly where these odd states
should have been and he set a limit of 10 to the 13th--the strength
of existence of the state. And it is
worth emphasizing that it is not a question of transition rate, the states do
not exist and there has never been an exception observed. There is no evidence
of the missing state whatsoever.
Now here is some early data. This is picture of a
rotational spectrum by a fellow named
--Rasetti--,
--Italian fellow, that was
published in 1929. It is a Raman
spectrum. I am not going to go into how
to do a Raman spectrum in 1929. It is
not easy. In the case of oxygen here you
have alternate lines missing, and you can tell if you calculate the moment of
inertia that in fact half of them are gone, and in case here of nitrogen you
can see there are some very faint lines in between the dark lines. This image
has been through the original photographic plate and the processing of the publisher,
then it was zeroxed; it was put on my computer; clipped out; run through gimp;
and so on. It’s been through a lot. But very faintly you can see the lines there;
they really are there on the original. And
there is an alternation of intensity. In
the nitrogen case, you have a spin of both nuclei, and so you get different
amounts of symmetric and anti-symmetric state, causing the alternation of intensity. This fact is actually fairly important in the
history of physics because it indicated that the spin of the nitrogen nucleus
was one instead of one-half. People
believed that nitrogen nucleus had seven electrons and fourteen protons, which
would be an odd number of spin one half particles. The [observed] spin of one led to the detection
of the neutron and eventually the neutrino.
It was a very long time ago. [More recent data is clear; the effect is
present exactly as proposed in the thirties.
All current experiments (O2, H2, D2, N2 . . .) support the effect. There
are no dissenting observations. ]
I also brought some more modern data along on molecules.
[--Modern observations--]
The electron data is pretty solid. Errors, the upper limit on the electron data
is 10 to the minus 44 right now, maybe slightly more than that. The question for the electron is pretty much
closed, 10 to the minus 44 is good enough for me. This is another spectrum showing missing
lines. This is an oxygen band in air in the deep red. This was taken down at Kitt
peak.
I was down there one day when they were doing this kind
of work. These four guys walked into the
room. I was minding my business in the
back with my stardust experiments. All
of a sudden, they all put on their sunglasses.
They were all big enough that you would not want to meet them in a dark
alley. I did not know whether it was the
four blind mice or the four musketeers as they started rummaging around in the
back and started pushing buttons on a panel that I never used and started
making growling noises, clunks, and whizzes.
They were starting up the telescope.
It was a sixty inch telescope, and it collects that much sunlight. It focuses down into the room where you take
a piece of that and do a spectrum. It is
an absorption spectrum in air. So, these
numbered groups, here numbered 1, 3, 5 are absorption lines from oxygen
bands. They are split because of the
electronic splitting of the ground state in oxygen. The even numbered lines are missing. Now you can tell if you look at the small
lines. See, here are two small lines and
here are two small lines. Those are in
the place where you would think the missing lines would be but it turns out
that they are oxygen-16 oxygen-18 lines, and you know because the oxygen-16
oxygen-18 molecule is slightly heavier, so it has a slightly higher moment of
inertia; so the lines are spaced a little closer together. If you go up a little further here, you see
that the inner lines shift a bit. And
here you can see all four of them 1,2,3,4.
There is no missed alternation of intensity in the oxygen-16 - oxygen-18
lines because the molecules are different, the atoms are different and they do
not satisfy the Pauli exclusion principle. It only occurs in the stronger oxygen-16
lines where the nuclei are identical. And
there are also oxygen-17 oxygen-16 lines here, even weaker, which showed also
the isotope effect. And both sets of lines
are there, there is a bunch of missing lines.
Spectroscopists know that there are lots of extra lines in the spectrum,
but if a line is missing they get very excited. That's the point that you would want to make
here. This spectrum is not as good as
Lien's data. It might set up a limit
that may be 10-4 or 10-5, on this structure but it was not taken for that
purpose. It was taken for just the
atmospheric absorption. Part of this
band was actually part of the Fraunhoffer spectrum, [taken] in 1814. And so it has been around for two hundred
years. And if you are interested in the
history of physics, you should go back and look at it because there is
one-hundred and ten years from the observation of this band until quantum
mechanics was invented and it took another twenty years until the analysis of
the band was at its modern state; and we are still fussing about the Pauli
principle. Maybe in a few more years we
will really figure this out. [Tests of
molecular spectra are still ongoing.]
[--Evolution of spinor space--]
Now, this is a short discussion of how I eventually got
to where I am in spinor space right now. In `68, after looking at spectra not unlike
what we just talked about, I decided to start studying spin one-half
particles. It was a long time ago. And I had various ideas; one of them was
called a gradient spinor which I will talk about later. I was impeded because I needed a geometrical
theory of quantum mechanics. Spin is a
very geometrical subject. So over the
years, I kept working on it. We have
talked about some of these things. I am
sure that I have talked about them here. In 2002, I had a sufficiently convincing five
dimensional theory that I could start doing spinor space work. So that is what
I did.
Well, let us talk about spinor space a little bit
[--Basic spinor space--]
because that was the basis of
the talk in Italy.
This is what it looks like. The idea is that if you define a set of
complex coordinates and that these coordinates locally act like a spinor. It is a space that acts like spinors act in
four-space. This is a gradient spinor.
You define spinors as gradients so that the Dirac spinor
is a gradient in spinor space. There is
a way to map this space into space-time.
This equation tells you how to do that, but only infinitesimally, there
is no large map. One
space is all stirred up as it is
mapped to the other space.
[--Conformal waves in spinor space--]
And if you argue that the space satisfies the conditions
of Riemannian geometry, you will found out that you have an equation like this,
where you have this eight-dimensional D'Alembertian. That is the invariant equation in eight
dimensional space. I use that little funny symbol for
it, the octagon folded over on its sides.
If you draw a straight octagon it looks like a circle, and does not work
very well. And if you do appropriate
chain rule manipulations, you can find out that within this equation is the
Dirac equation in five dimensional form. And that means that the Dirac equations
satisfy that eight dimensional D'Alembertian.
[--Geometrical interactions--]
Now there are presumably other things going on in eight
dimensions. But you have to find
them. So you consider other possible
things, think about it a bit, and you test them against experiment, against
other theory, against phenomenology.
Maybe you can make more sense out of it, maybe you cannot.
This is sort of a schematic discussion of how you compare
something in eight dimensions with something in four dimensions. You might relate the two together.
[--Local electron--]
And one of the important ideas is that you match plane
waves, so that a plane wave in space time, if you add the mass, becomes a plane
wave in five dimensions and eventually becomes a plane wave in eight dimensions
when you add the spin, too. So you are
still doing wave theory.
[--Spinor space I: simple particle--]
Now I have a short sequence here, which I added from the
original talk, to try to give you a feeling for how spinor space really
works. What I am going to do? And this is pretty simple diagram, I am going
to shoot the particle in from the left and then there is going to be a region,
symbolized by the box, where I am going to use the eight-dimensional equations
of spinor space. Then the particle is
going to come out the other side, and by looking at what happens to the
particle. I can gain some knowledge
about what happens in spinor space.
Q3: So is that box in our real three dimensional space?
Well, it is just a different way of thinking about the
same particle.
Q4: That could be the track that we are seeing with the
arrows.
Presumably the track goes . . .
Q5: Is that in three dimensional space?
This picture is drawn in three dimensional space. This is a
picture drawn in three dimensional space.
Q6: OK, OK
That's not essential, but it may help.
[--Spinor space II: wave particle--]
If you try (first of all, you might try) to shoot a
classical particle through. It turns out that the spinor space takes [only]
Dirac particles. You can not use a
classical a particle, you do not know what happens when you try to put a
classical particle through here.
[Classical particles must be divided up into quantum particles --
electrons, muons, tauons.] You have to use a wave particle. So over on the left, a wave particle comes in
and a wave particle comes out. Then if
you try to do the calculation in the spinor space, you still cannot do it. What happens is that on the left side there
are lots of directions, but in the spinor space, there are more
directions. And so, right when you get
to the boundary of the spinor space, you have too many directions coming out
for the number of directions going in.
[--Spinor space III: wave particle with spin--]
And it turns out, if you use information about the spin, then
the motion of the spin into the direction in the spinor space. And when you get to the other side, you can
separate the motion of the spin and the direction of the spin comes back
out. This actually works for gravity,
the gravitational field, you can watch the particle fall. It works for electromagnetism. The rotation of the spin comes out right if
you put a magnetic field there.
According to Dirac's theory, the electromagnetic field makes the spin
precess. It's the . . .
Q7: Are you are saying that the box region is a region of
some potential? The gravitational potential,
or . . .
The box is the region where we are thinking about it in a
different way.
Q8: But what is happening in the box?
In the box, we are using a different set of equations to
describe the same particle as it goes through there.
Q9: The particle
is free inside and outside the box, always free?
Actually, the transformation laws allow arbitrary
electromagnetic and gravitational fields.
So you can have a forced motion, inside and outside the box. The
particle might be in an electric field or falling. The spin might be precessing. We can calculate that in space time, when it
is in the box, the spin and the velocity combine to make one wave. That wave
moves through spinor space and from the way that wave must move in spinor
space, you can begin to understand how forces work in spinor space. It is an exploration of what happens to a
particle inside a region where you would use spinor space for calculations. . . .
[As an electron enters spinor space its new direction in eight
dimensions depends on both its direction in space-time and its spin. It is conjectured that conformal distortions
are sufficient to account for changes in motion. ]
[--Spinor space IV: pair production--]
So, if we have arbitrary electromagnetic fields, we can
put the field of a nucleus in there. If
you shoot in a gamma ray, you can make a pair.
So by electromagnetism you get a positron and an electron out. [The particle may go in and out from the
same side. This can be used to represent
pair production. In five or eight
dimensions, as distinct from field theories in space-time, the motion is smooth
and connects the electron to the positron in the extra dimensions.]
[--Spin space V: weak interaction?--]
I decided, after thinking about this for a while, that I
would investigate one more question. I
would investigate what other interactions could exist in spinor space besides
the gravity and the electromagnetism. And
so, I did that. It looks like this,
that if you carry it to an extreme, you can put an electron in, you always get
a mass zero particle out with the spin pointing backwards. Presumably this is a neutrino in a spinor
space, and it is not obvious at first why you would be able to do that. But when making the conversion to spinor
space, you used the fifth Dirac matrix.
And that Dirac matrix is precisely the matrix that is used to describe
weak interactions. When you put that
into the geometry you have the capability of deducing the weak
interaction.
Q10: When you
have a gamma-5 it is very conventional.
Gamma-5 only occurs in the coordinate
transformation. So this is a free scalar
particle in eight dimensions. When you
map it back, it has a direction. When you map it back, these properties come
back out. You can set it up so that the
particle when it gets to the far side of the eight dimensional space, it gets mapped back and corresponds to a particle
with no mass and reverse spin direction.
So this is about the weak interaction as contained inside the notion of
spinor space. This is exciting, but it
set me back, because, wow, I had been studying general relativity, I had been
studying electromagnetism and quantum mechanics, and I did not know anything
about nuclear physics or particle physics.
One of the things you have to do is every morning you evaluate what you
did the day before. You have to ask, well
is this right, or is it wrong? By the next morning, I needed to know
everything about nuclear physics and particle physics, weak interactions and
strong interactions. I could not do
that, it takes a little longer, but I thought I would try anyway. [It became clear that there are many things
going on in spinor space, many yet to be uncovered.] And so I got to work on it. The morning went on into the afternoon; the
afternoon went on to a week and a month.
After about a year and a half, I had read the book about Blatt and
Weisskopf, Gottfried and Weisskopf, and books about neutrinos and stuff. I was learning a lot, but I was getting pretty
tired of it.
[--Escape!--]
I saw this poster.
It was a meeting announcement.
Here it is, a meeting on the spin statistics
connection and related dynamics. [It was
a meeting that comes by every five years about the Pauli exclusion
principle.] There you see Pauli
and you see the sodium spectrum and it is in a nice place. I thought, that is were I started. [That is,
I started by working on the question of spin and statistics.] Maybe I will go back and talk about it. [In any case I was quite tired of just
reading.] I should be able to say
something about the spin statistics connection.
I have what is in some ways a good theory of electrons, perhaps the best
theory of electrons available. It was to
be in six months, seven months. So I
wrote a simple abstract and sent it in.
Then I got to work. It turned out
that it was not too hard to do spin-statistics in spinor space. The biggest difficulty was that you have to
check the epistemology. You need to go
back and find out why everything that you decided could be right as compared to
what everyone else thinks. Are their
reasons for believing what they are believing better
than your reasons for believing what you are believing? A lot of the early work on spin-statistics
was done by a fellow named Pascual Jordan.
You may have heard of him -- Wigner and Jordan papers. Many of them are not translated. So I spent four of the six months trying to
read papers and to check whether the epistemology was right—whether I could
really do what I had said.
Now, this is the discussion that I presented at the
meeting, in its essence.
[--An identified pair--]
We start out here with an electron. Up here I have a space time diagram. The x direction is presumably all of
space. I use this diagram to explain
because there are some relativistic processes involved.
And what you do is imagine successively increasing
electromagnetic fields, so that the electron, which is unaccelerated, will have
an acceleration, and a deceleration. Or, in successively higher fields the curve
increases. You can actually get to a
pair production situation. You will
have an electron, a positron and an electron.
If you increase the forces, you can move [the pair production or pair
annihilation event] them out of the vignette.
And then you can move the positron out too, leaving the two
electrons. Now those two electrons are
connected to each other. The positron is
not in the picture, but it is there. I
call these an identified pair. And this
equation, octagon psi [=0], follows the electron to the positron, [along the
motion through the pair production and pair annihilation events] and back to
the other electron. These two electrons are
in the same space and have not just identical equations, but one equation. They both satisfy the same equation. You can see here the beginning of the Pauli
principle. If this picture is drawn in
spinor space, the motion in spinor space is a gradient motion, and so two electrons
cannot cross. They will be disjoint in
spinor space. The problem is to
translate this prediction of electrons in spinor space into space-time.
Q11: It is a one body wave equation that has
multi-particle interpretation, same as the Dirac equation--the same property.
Well this . . .
Q12: You have a different mathematics. It has a lot more
in it because it is eight dimensional.
Yea,
Q13: Nevertheless, it has the same property as the Dirac
equation.
If you were to look at this for the Dirac equation, I
think that you would use one Dirac equation for the electron here and another
one for here. At least if you use modern
field theory. I do not usually see them
turning around the corner.
Q14: No, no, one equation.
One equation--the property carries around the
corner. That’s pretty much what you
need, so if you have two electrons which are disjoint in space-time, they have
to be disjoint in spinor space. The
problem comes if you have a bond, where there are two electrons that are on top
of each other. You want to show that
they are disjoint in spinor space.
Q15: Disjoint as the product of two spinors?
There are no products. . . .it
means that in this space they have no two points in common.
Q16: OK
What is the word they use for it?--the support.
Q17: OK
The supports are disjoint.
It's easy if the spins are aligned
[--Parallel electrons--]
because the electrons do not
overlap in space-time and do not overlap in spinor space. The idea here is to prove that one spinor
space works for all particles. There we
have more particles no matter what.
[Electrons with parallel spins can always be separated in space time and
therefore also in spinor space.
Conventional theory indicates that the wave functions are disjoint.]
--Anti-parallel electrons
In this case, we have the particles anti-aligned. They
are on top of each other in space-time. How do you show that they are really not
on top of each other in spinor space?
You do the following argument. You say that those two electrons, in the
helium atom, can be separated by an ionization pulse. So now we have two electrons separated in
space-time. These are separated in eight
dimensions, but the gradient flow does not allow them to be combined. If you integrate backwards in eight
dimensions you can not put two electrons, with opposite spins exactly on top of
each other because the electromagnetic field does not force them to be on top
of each other. It is always a gradient
flow. What that says is that, the
particles, you can put as many electrons in the eight dimensional space as you want and they never lie on top of each
other. It is a little bit easier to see
that when you go actually watch a collision.
I always thought it that was kind of instructive. [For anti-parallel spins the argument is more
complicated. The electrons can always be
separated in space-time and can then be made to separate in spinor space. Since the trajectories of the gradient flow
cannot intersect, they must always be, and must always have been separated.]
[--Spinor wave propagation--]
Here, what I am doing is I have two electrons, electron 1
and electron 2. Imagine that they are
coming at us out of the plane of the paper.
They are slightly pointed towards each other, so they slowly move
together. At some point they are going
to hit. And right at that instant when
they hit each other, we want to do the Pauli exclusion
principle. We want to show that
it works right for the Pauli exclusion principle, because
that is where it matters.
[--Boundary development--]
If you go look at the numerical techniques for the
calculation of this problem, at the instant of contact, you take this wave
function [, 1] and subtract it from this wave function [, 2] to get this wave
function [, on the right] and you take this wave function [, 2] and subtract it
from that wave function [, 1] to get the new wave function on the left. That is how you force an anti-symmetric
boundary condition numerically.
[--Wave function anti-symmetrization--]
It is a little easier to see if you draw this kind of a
scheme here where I have picked two different looking electrons. When these two particles hit, this one, with
a soft boundary condition subtracts from that one to give a decreasing boundary
condition which is a little easier than that one. But this one is tougher than that one so it
subtracts more from this and makes a negative boundary condition. It is simple enough, and the distortions here
propagate through the electrons to the far side.
But it [, this behavior] is exactly predicted by spinor
space because this equation says that the boundary condition is continuous and
this one says that when you exchange the two particles, there is a sign
change. The anti-symmetry is
enforced easily by the fact that the two particles satisfy those equations.
Now, in spinor space, since the particles remain disjoint
except for the particular point of contact, it is much simpler to follow
them. You only have to worry about the
anti-symmetrization. So that is the
idea. It has been out for two years, I
have not had any complaints, and I do not know what is wrong with it if there
is something wrong with it. As far as I know it works. It is a new idea still.
[--Multiple electrons in spinor space--]
If you imagine, say, a bunch of electrons, here if you
have these electrons in black coming out towards us; they might hit each other
and we end up with these anti-symmetric conditions right where they each
meet. But they all still satisfy the
same wave equation, just like they did before; it is just that they need the
anti-symmetrization carries on . . . in
that dimensionality.
The Italians liked my bowl of
--Spaghetti--
the electrons are swimming
around in there; they do not run into each other, but it is eight dimensional
spaghetti.
Well alright, these are ideas that I am thinking about to
go on from spinor space.
[--Orbitals in spinor space--]
Presumably, an orbital in space-time will have an orbital
in eight dimensional space, except that it will only
correspond to one direction of the spin.
And so there is an issue of how to calculate what that would look like
if you saw a hydrogen atom in spinor space.
If you have a core, a core solution might have electrons next to each
other, but might not stay in a simple arrangement. I think they look a lot like the regular
ones, but not the same.
Here is another problem that I have been thinking about.
[--Calculational complexity--]
Actually, this was a flash, about two weeks before the
meeting. That is always very awkward
because you have this great idea and you do not know whether it is right or
not. If it is right and you do not say anything,
you loose it, when someone else will pick up on it. But if it is wrong and you say something, you
get into all kinds of trouble.
It has to do with the calculation of wave functions when
you have more than one electron. Here is
have a [way] . . . we are going to
numerically calculate a wave function, just so you can keep tract of the number
of parameters. I have a box here. I am going to suppose that there is an
electron wave function in here. And I am going to keep tract of it by just
recording the value at the points. In
space time, a three dimensional array of quantities is sufficient [for a
stationary state]. So the total number
of points is the cube of the value on the side.
In spinor space, it is a little harder; I am guessing conservatively
that it could be the fourth power. It
really doesn't matter, it turns out that the argument goes through anyway.
[--Calculational complexity in Fock space--]
Now if you do it in regular space, you have to do what is
called a Fock anti-symmetrization. It is
because you have to satisfy the conditions of the Pauli principle. That means that the number of points
increases. For each point of the first
electron, you have to allow for every possible position in the other space [of
the second electron]. The number of
points in your computer program is k cubed times k cubed. And,
in fact for n electrons you find out that the number of points is k cubed to
the power n. This is well known; it has always
been a problem when you are trying to calculate things in electron space. If you increase the number of electrons, it
gets bad very fast. It is what
mathematicians call an NP problem. It
gets bad faster than any polynomial.
[--Separate electrons in spinor space--]
Now in spinor space, it appears to be much better.
Because when you put the two electrons in there, they are beside each other,
and they are already anti-symmetrized by the position.
[--Calculational difficulty spinor space--]
The anti-symmetrization occurs as a characteristic of the
two wave functions as they are placed against each other. In a practical problem, this boundary may not
be a simple plane as I have drawn. It
could be, oh, a circle or a more complicated thing. But the number of points is essentially the
same. It only takes so many points to
describe the electron. That is the idea
anyway. You get a dependence on small n
of proportionality or at worst n squared, or n log of
n perhaps.
--Comparison
These two situations flashed before my eyes in the form
of this graph--about two weeks before the meeting. And that is why I was having trouble trying
to decide what to do. Because you can
see here this curve, with the number of calculations necessary, the complexity
of the calculation, goes up pretty fast.
This is log-linear paper that has 120 cycles. You have probably never
seen such a piece of log linear paper.
This, right here corresponds at 20, to calcium. A lot of important atoms of chemistry are in
this range. The ratio here is 10 to the
110. The question is not whether you can
do anything this way. You cannot do
anything with that. It gets bad too
fast. The question is whether there is anything here or not [in spinor
space]. Is there a way to calculate, if
you get up to this curve. You might be able
to do calculations in spinor space of systems with large numbers of electrons.
There are not very many points on this curve. I think that there is a pretty good point here at two for helium, but one does not count. I don't know if there are any more calculations for this either. I am pretty sure that there is nothing for beryllium. We are not even sure of the relative heights of these graphs. There are no points on this curve [I.e. in spinor space], no calculations. This is an open question. Where does the line lie? When is n or n log n possible? It may not happen, but if it does, it is going to matter. That means that there would be large calculations of large electron systems that we cannot do now.
What else do I have here?
Here is another problem that I have been thinking about.
[--Alpha--]
When you form an electron pair like this, you start
electromagnetic interactions, and gravitational interactions between the
electrons. Pauli said that there is no
solution of the Pauli exclusion principle until you
understand here the interaction comes from.
I have not encountered any difficulty with that, but the question is
still open. What happens to this
interaction in this kind of space? What do they look like in spinor space?
This is an exciting question as well.
[--Quarks--]
And then we have the question of nuclei. If you send a
nucleus into spinor space, what happens?
The nucleus cannot go through it because it is not a Dirac
particle. It has to be a Dirac particle. But we know that the nuclei satisfy the Pauli
principle exactly. So it could be that
the nuclei are made up of components that satisfy spinor space. And so the open question is "Are there
quark wave functions in spinor space that make any sense?" So you
might have a nucleus that goes into spinor space, you divide it up into three quarks;
the quarks go through the spinor space, come out the other side and recombine
into the nucleus. Can you make any sense
out of that?
This last one is sort of a periodic table of elementary
fundamental quarks and leptons.
[--Extra exclusion--]
This is the latest periodic table. The idea here is that these interactions are
universal. I put the W up there because I was thinking of weak interactions. The electromagnetic interactions have a certain universality, the gravitational interactions have
a universality, and it suggests that these particles exist in the same
space. Whether you know how to do that
or not, there are some experiments that you can do. If you really believe that the exclusion
principle is caused by the currents that cannot cross. And you should be able to, in principle at
least, to detect an exclusion principle between dissimilar fermions. In the past, [tests of the] the failures of
the exclusion principle have always been [tests of] failures to see an
exclusion between two electrons. But it
could be that we are missing the point.
That, [i.e. exclusions between electrons] always happens but that
sometimes you can see exclusion because of volume lost, because of the failure
of the muon to get into a nucleus. This
is a hard project; you have to go through a lot of data; you have to go through
a lot of different theories to try to understand if, in fact, there might be a
shift in the spectrum of muonium due to extra exclusion.
That is all I know about the Pauli principle. I hope that you have found it as exciting as
I have.
I will say that it is always nice to come and talk to the
physics club.
Q18: Can you give
us any kind of intuitive description of spinor space in eight dimensions? It is hard even in three. What do you have in
the way of getting a feel for spinor space?
Right, right, I will be glad to talk about that. I talked to a nice fellow from Germany once
about those kinds of problems. Some
people have trouble driving home; they have trouble in two dimensions. Most of the people in this room do pretty
well in three dimensions. But there has
not been any evolutionary pressure to think in four dimensions. And so I do not think anyone can do it. I certainly do not know. I cannot do it. And five, six, seven, eight is no better. It is not something that I know how to do or
that you know how to do in general. So
you have to think very formally about it. There is no other way.
Q19: There are
basically eight orthogonal dimensions.
It is essentially eight orthogonal dimensions. [avoiding the issues of pseudo-metrics, or null directions]
Q20: And eight is
just as hard to visualize as five.
Well eight is more than five, but once you have started
to think formally, it is just a little piece at a time. I do not know how to do it. I have plenty of trouble with four, and five
is very difficult. I did a lot of work
in five.
Q21: It's a mathematical issue, of just how do you handle
these eight independent . . .
That's how it has to be done. I cannot make it any simpler.
Q22: That's the only way to do it.
I do not know of any other way, absolutely not.
Q23: I have a question . . . this language. You mentioned a two electron state in spinor
space.
. . . Uh huh.
Q24: The electrons
sit side by side.
. . .
Q25: Twice times eight instead of eight times eight.
Right
Q26: Normally you would have eight times eight -- an
eight dimensional spinor for one particle and an eight dimensional spinor for
the other particle. And the product of
those is a sixty four dimensional space.
The product is required by the Fock space interpretation,
right. And it is required that its
anti-symmetrization is generated by the Pauli principle.
Q27: But you get away with having, in your spinor space,
you say the two electrons are side by side, so you have twice times eight.
. . . exactly
Q28: Just factors of n instead of powers of n. How do you get away with it?
How do I get away with it? If the particles are disjoint,
then the Fock space factorization splits, they really have no point in common. The interactions do not mix the state, eh? When you do the anti-symmetrization, one pair,
after the anti-symmetrization, is zero over here and the other pair is zero
over there. So everything is split,
there is no double wave function, if they are disjoint. And that is true in spinor space too. So that the only place where they are not
disjoint is the precise point where they meet.
As long as there is anti-symmetry there, it satisfies the conditions of
. . . the Pauli principle, you do not need any more. The anti-symmetrization
occurs on a space of lower dimensionality.
The argument is that the NP requirement, enforced by Fock space, is no
longer true. There are no examples
worked out yet. It is an interesting
question and that is why I was uncertain of whether I should say anything. It has been two years now, no one has said
anything. I am going to say it
again. I do not have a problem with
that. I will take the chance and see if
someone comes by and clobbers me. I
would like to understand it better.
Q29: earlier on
you talked about a Riemannian space.
Right.
Q30: So I presume
that there is some metric.
Yes, when you go into spinor space, there is a fixed
metric that is constant over the whole space. All of the properties of the
Einstein metric and the five dimensional metric are contained in the coordinate
transformation. The fixed metric is
basically diagonal (1,1,1,1,-1,-1-,1-,1) and does not
change. That is typical of spinor
space. People have used that kind of
metric in spinor space since the days of VanderWaerden. If you what to go over it we can spend some
time, but I think that the epistemology is going to win on that. It is not a problem.
Q31: But you said that gravity also works in . . . So in what sense does gravity appear.
The gravity appears in the transformation to the spinor
space. What happens is that you only
take one particle at a time into the spinor space. So there is a separate metric for each
particle. Now, you have to do that in
quantum mechanics, anyway, because there are situations where you have it that
the two electrons are on top of each other.
So you cannot use one metric because you cannot separate the force of
particle A on particle B from the force of particle B
on particle A. You get into trouble
anyway. So you have to use multiple
gravitational metrics. The approximation
of the universal gravitational metric is alright in classical mechanics where
you have point particles because and they never have any point in common so
that you can always squeeze a little bit in there to fix it. When the particles are on top of each other
you cannot do that any more. You have to
have multiple metrics. And so for each
metric you have a set of gamma matrices, which you calculate from that metric,
and those gamma matrices carry the gravitational field of that particle. We can talk about it some more sometime; it
is a detailed mathematical thing. It is
a very hard question.
Q32: Dan, I think
Feynman in his book says, the elementary book, that
the Pauli exclusion principle is the thing that we perceive as atoms not being
able to interpenetrate. How does that
relate to things . . .?
Right, it is like the little diagram that I put up there
for the two oxygen nuclei. If the phases are wrong, it ceases to exist. The atoms that would interpenetrate cannot exist
any more. Quantum mechanics says that it
is not there. If the phases cancel out
and it goes away, and the probability is all of a sudden zero. And that is why it is such an abstruse
concept.
Q33: But this is
almost a one dimensional kind of problem--putting one atom on top of another. So you have this eight dimensional space that
has one dimensional consequences.
The eight dimensional space has
a lot of stuff in it, besides what . . . .
It has all kinds of things. It is
an elucidation. It is incomplete. And so if you start out with something in
space time, a couple of Dirac particles, you can put them in to spinor space;
and you can see what they do in spinor space; and you can bring them back. The arguments in spinor space come back to
space-time. It goes back to his
question. How do you visualize it? Yea that works. But actually, part of the problem, with say a
polymer chain, is those bonds do not interpenetrate with each other but they
are on top of each other. Some of the
bonds are two electron bonds; they are on top of each other. And so this funny eight-dimensional space
undoes that. Nothing is on top of each
other. When nothing is on top of each
other, it is much more interesting, much easier to understand and much easier
to calculate.
Q34: As long as your skill in thinking in eight
dimensions . . . spaces.
No, you cannot be in spaces . . . Let me tell you. If the calculation actually works, if there
is a way for a programmer, who forces himself to work out the details, if he
can calculate the structure say of carbon, exactly, ab-initio, it will not make
any difference how many spaces. It does
not matter at all.
Q35: Getting back
to that . . . are you saying we can understand it in space time what a given
thing is, and when we go through a transformation into spinor space, there is
just a set of rules, treat them as abstract rules that there is no intuition
related to.
So that is all we have, right now.
Q36: Yea, go into that space, do your calculations, get a
result in space-time on the other side. And
using that thinking, we could have an initial condition and a final condition
and compare the two we are talking about
You could have a result that is useful. And what it says is that in certain cases it
is much, much faster. The argument
suggests that. We do not know; we do not
have any points on the curve. If you can
break an NP problem, results are quite significant.
Q37: It is the classic physics curve too about the guy up
at the board with all these equations and then a miracle happens and here is
the answer.
Q38: Sounds similar.
It is going to be a while. There are lots of things to
think about, lots of things to do, lots of sneaky little things that grab your
to as you are walking down the sidewalk looking at the sky. It is one step at a time. Someone else may
say something about it; otherwise, you will have to wait until I do.
Q39: Has this been
applied?
No it is too early for that. There is no application of spinor space
anywhere.
Q40: As a related
question. We remark that Bose-Einstein
particles, no spin, occupy space in a different way than the Fermi-Dirac
particles. That is a good question. Some people, the progenitors of quantum field
theory, believe that there is some abstract fundamental thing called a Bose
particle and an abstract fundamental thing called a Fermi particle.
Q41: That's right
At the present time, there are no stable massive Bose
particles known . . . [that are not composite].
There is a certain possibility that the Fermi particles are the
fundamental ones and the Bose particles are always derived. We treat them
symmetrically because one equation has a plus sign and another equation has a
minus sign. The equations for the Bose
particle are probably all derived from the other one.
Q42: What do they mean when they talk about a Bose condensed state?
A Bose condensed state means that you have atoms, which
are made of Fermi particles. But if you arrange the Fermi particles so that
they act like a Bose particle then that collection of atoms behaves differently
than if it had a spin one-half. They
call that a Bose state. There are still
Fermi forces inside those atoms. But if
you can approximate the atom in a low, low temperature zone, it always stays in
the same state; it acts like the Bose particles. There is a minimum density. The minimum density occurs when all those
Bose particles get mashed enough together that you have to eventually start
doing Fermi calculations. After a while
you do. They do not collapse completely the way you would like them.
Q43: I see so it
is really that you have a condensed phase that still occupies a finite
volume.
I think that is right.
I do no think that the Bose states have zero volume. You put enough particles in there, you have a
little ball it starts to be Fermi-like. No?
Q44: The Bose Einstein condensates have a large physical
size with a small momentum size so they are macroscopic objects,
all particles are in the same momentum state.
They don't get close enough to know that they are composed of Fermions.
If they get close together, they hit each other. Then you have to do a Fermi calculation. They are not completely Bose particles
anymore, there are other states that happen, and you are done.
Q45: So the
Bose-Einstein condensate is another state of matter. . .
Q46: It's the way . . .
You know about this, it is a way to extract money from
the government.
Q47: For
theoreticians, it would not do me any good at all.
Q48: It's an experimental verification of a fantastic
prediction of quantum mechanics.
I agree.
Q49: It's the prediction of the spin-statistics theorem,
no matter, we do not know, where it comes from.
It's a demonstration that this prediction is true.
That's right.
Q50: Is it the same as saying that each particle is
unaware of the other particle?
No, because the two nuclei of the oxygen molecule must
know about each other. Otherwise you
could get an [odd] integer spin state.
They know about each other, but they just treat each other in different
ways. It's a very bizarre thing. That's why . . .
Q51: He said something about “they do not interact with
each other”.
They do not interact as forces but the wave equation has
an internal complexity that is not understood.
I am proposing that with the spinor space you might actually be able to
do that. That is what I am going
after. It offers some understanding, at
least for spin one-half particles, like the electron.
Q52: Do I understand you correctly; do I understand you
to say that when you do the spectroscopy that half the states are missing?
That is right.
Q53: That is a different thing. Is the state identified with a transition?
No, one way to show that there is a state there is that
you have a transition to or from the state.
Q54: Yeah.
When you do spectroscopy, you do differences and you show
that the energies from different states add up.
And you conclude the existence of the state by looking at a combination
of transitions that satisfy the difference formulas. But, there are other ways to look for
states. For instance, you can look at
how much heat is in a soup of that molecule.
The amount of heat that is in a gas of that molecule depends on how many
quantum states there are. If half the
quantum states are gone, the heat capacity can be half the heat capacity. You can tell if the states are not there and
you can tell if they are not accessible by any interaction. . . .